Annual Report – Provides audited financial statements, a discussion of significant risk factors to the Company and its operations, and a Management`s Discussion and Analysis of the Company`s Results of Operations for the prior fiscal year. This guide describes where to find certain types of information in current deposits of public companies, mutual funds and ETFs. For a more complete list of the types of forms submitted to EDGAR, see this list of forms. The drop-down list contains credit card issuers that have submitted credit card agreements under section 204 of the Credit Card Accountability Responsibility and Disclosure Act 2009 (the CARD Act). If you can`t find a card issuer, business insiders may need to fill out Forms 3, 4, and 5. The SEC defines a company insider as « the officers and directors of a company and all beneficial owners of more than ten percent of a class of equity securities of the company registered under Section 12 of the Securities Exchange Act of 1934. » These forms are intended to reveal more information about the securities that the company`s insiders own. Current Report – Discloses material events or information that the Company intends to publish or is required to publish prior to its next scheduled quarterly or annual report. « The changes to our revolving credit facility in conjunction with the A deferred draw forward loan further improve our capital structure and financial position. In addition, the significant reduction in the interest rate on existing bonds by 8.25% on Term Loan A is expected to benefit our net income and cash flow once these bonds are terminated in October. At current interest rates, the expected annualized interest savings are approximately $14 million, and given the ability to repay Term A Loan without penalty in advance, these savings could increase, » said David A. Gardella, Executive Vice President and Chief Financial Officer of DFIN. Executive compensation National corporations regularly disclose the compensation of their CEO and other highly-paid executives and describe their compensation policy for officers and board members. Form 144 is required if company insiders want to have shares of the company.

Form 144 is a notice of intent to sell restricted shares typically acquired by insiders or affiliates in a transaction that does not involve a public offering. Stock is limited because it must meet certain conditions before becoming transferable. The transaction, or at least part of it, will take place within 90 days of the deposit. Form 144 is required if the amount sold in a three-month period exceeds 5,000 shares or $50,000. Here you will find guides, your rights regarding your creditworthiness and the protection of your credit card. Form 10-Q is an abridged version of Form 10-K that is filed quarterly. The form provides an overview of the company`s current financial situation during the year. Form 10-Q must be filed for the first three quarters of the Corporation`s fiscal year.

The deadline for submission is within 40 days of the end of the quarter. Unlike Form 10-K, the financial statements on Form 10-Q are not audited and the required information is less detailed. Third Party/Issuer Offer Statement – Submitted by a party offering to purchase outstanding shares of a public company from its shareholders. Often, the disclosure document sent to shareholders is filed as an attachment for submission. Financial Information and Results of Operations National public companies submit annual, quarterly and current reports when certain events occur and require timely disclosure. The annual and quarterly reports contain financial statements for the respective period. The SEC selectively reviews the information it receives in order to monitor and improve compliance. Investors review these submissions to gain insight into a company`s performance and operations. The following are some of the most common forms that companies must file with the SEC.

Annual Report – Annual Report of the Corporation that includes audited financial statements and a discussion of the Company`s financial results for the year. Edgar Form Types displays the search results in chronological order and identifies submissions by form type that appears in the first column of the search results. .